SEC FORM 3/A SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
HARTNETT MICHAEL J

(Last) (First) (Middle)
RBC BEARINGS INCORPORATED
ONE TRIBOLOGY CENTER

(Street)
OXFORD CT 06478

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/09/2005
3. Issuer Name and Ticker or Trading Symbol
RBC Bearings INC [ ROLL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/09/2005
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options for Class A Common Stock 02/18/1998 02/18/2008 Common Stock 23,125 2.06 D
Warrants to Purchase Class B Common Stock 06/23/1997 06/23/2007 Common Stock 312,500 2.06 D
Warrants to Puchase Class A Common Stock 06/23/1997 06/23/2007 Common Stock 1,060,365 0.4 D
Warrants to Purchase Class A Common Stock 06/23/1997 06/23/2007 Common Stock 416,668 0.4 I By Self as General Partner for Hartnett Family Investments, L.P.
Class B Exchangable Convertible Participating Preferred Stoc (1) (1) Common Stock (1) (1) D
Class B Common Stock (2) (2) Common Stock 250 (2) D
Options for Common Stock 08/10/2005(3) 08/10/2015 Common Stock 683,502 14.5 D
Explanation of Responses:
1. 88,428 shares of common stock will be issued upon the conversion of the Class B Exchangeable Convertible Participating Preferred Stock simultaneous with the closing of the Issuer's initial public offering.
2. 250 shares of common stock will be issued upon the reclassification of the Issuer's Class B Common Stock immediately prior to the consummation of the Issuer's initial public offering.
3. Options to purchase shares of common stock are subject to the following vesting schedule: 33% vest on 8/10/05, 33% vest on 8/10/06 and 33% vest on 8/10/07; provided that those options that vested on 8/10/05 and may be exercised currently are subject to a lock-up that expires 180 days after the Issuer's initial public offering.
Daniel A. Bergeron 09/26/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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